Search for: "Action Stock Transfer" Results 1 - 20 of 1,686
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22 Dec 2016, 9:50 am by James Grohsgal
In the second action, the SEC alleged that Empire Stock Transfer, Inc., a Nevada-based stock transfer agent, and its supervisor of operations transferred several penny stock securities without restrictions to offshore nominees. [read post]
16 Nov 2020, 4:00 am by Franklin C. McRoberts
The bottom line: if you hope to bequeath corporate shares of stock, make sure your will complies with any stock transfer restriction / buy-sell provisions in your shareholders’ agreement (if you have one). [read post]
17 Jan 2014, 12:36 pm by Morse, Barnes-Brown Pendleton
Action May Be Required Corporations, both publicly and privately held, that transferred stock in 2013 pursuant to the exercise of incentive stock options (ISOs) are required to report the transfer to both the IRS and the exercising person. [read post]
23 Jan 2015, 5:37 am by Morse, Barnes-Brown Pendleton
Action May Be Required Corporations, both publicly and privately held, that transferred stock in 2014 pursuant to the exercise of incentive stock options (ISOs) are required to report each transfer to both the IRS and the exercising person. [read post]
9 Nov 2012, 7:17 am
  The details of the case are convoluted and involve an action to collect on a judgment entered as a result of a partnership’s default on a loan. [read post]
1 Apr 2014, 7:18 am by Alexis
  If you own individual stocks, take action now to help your family out later. [read post]
31 Oct 2016, 2:59 am by Peter Mahler
The Transfer Restrictions In 2005, all of the 4C shareholders entered into a shareholders agreement containing stock transfer restrictions and put rights designed to maintain family ownership and control. [read post]
26 Jul 2023, 5:00 am by Unknown
The class action claims that the issuance of APE units diluted the voting rights and economic value associated with the common stock. [read post]
19 Mar 2017, 2:56 pm by Woodruff Family Law Group
The practice filed a declaratory judgment action questioning the decertification. [read post]
3 Sep 2017, 12:45 pm by J. Ross Pepper
Power’s cause of action did not accrue until A & W first notified him that it would not transfer the shares to him. [read post]
29 Sep 2014, 6:00 am by SEClaw Staff
  The SEC charged one of the attorneys and his firm International Stock Transfer Inc. [read post]
16 Nov 2022, 5:03 pm by Race to the Bottom
First, Chouinard transferred all of the company’s voting stock, which his family exclusively held, into the newly created Patagonia Purpose Trust. [read post]
30 Jul 2014, 12:36 pm
Speight or International Stock Transfer, Inc., please give us a call at 1-877-STOCK-LAW for a free consultation. [read post]
30 May 2017, 6:39 pm by Jeffrey D. Polsky
The scammers send wire transfer instructions that appear to come from reputable class-action claims administrators. [read post]
30 Jan 2018, 8:55 am by Stephen Honig
It also seems perfect for keeping a stock ledger, recording holdings and transfers and stop-transfers and the like, replacing registrars and transfer agents and all sorts of intermediaries which have costs to incur. [read post]
27 Jun 2022, 4:47 am by Franklin C. McRoberts
However, because neither one of these events occurred, the stock was never transferred to plaintiff. [read post]